CAPITAL MARKETS
By: GURUSAMY S
Material type:
TextPublisher: TATA McGRAW-HILL ISBN: 978-0070153301Subject(s): Definition Location Role Functions Constituents Financial Instruments Indian Financial Market Global Financial Markets Review Questions Capital Market Money Market Indian Capital Market—Evolution and Growth Constituents of Indian Capital Market New Financial Institutions New Financial Instruments Capital Market Doldrums Measures of Reactivation Measures of Investor Protection Recent Initiatives in the Indian Capital Market Indian Capital Market—Major Issues Rebound in Indian Capital Market. Capital Market Instruments Preference Shares Equity Shares Non-Voting Equity Shares Convertible Cumulative Preference Shares (CCPS) Company Fixed Deposits Warrants Debentures and Bonds Global Debt Instruments Regulation of Indian Capital Market Genesis The Factors The Regulatory Framework Committees on Regulatory Framework Review Questions Chapter 5 Derivatives Market Meaning of Derivatives Growth of Derivatives Market—Factors Limitations of Derivatives Market Functions of Derivatives Market Categories of Derivatives Forward Contract Vs. Futures Contract Option Based Derivatives Futures and Options—Participants Benefits of Derivatives Risks in Derivatives Market Capital Standards for Derivatives Regulating Derivatives Market Advent of Derivatives Market in India . SEBI— Functions and Working Genesis Features of the SEBI Bill Objectives Management Powers and Functions Regulatory Role Role and Relevance Review Questions - Investor Protection Loss of Confidence of Small Investor—Causes Rights of Investors Facilities by BSE Ombudsman Review Questions Insider Trading Rationale Insiders—Categories Insider Information Connected Persons Need for Control Prohibition of Insider Trading Investigation by SEBI Action by Corporates Review Questions Stock Exchange History of Stock Exchanges Meaning Definition Functions/ Services/ Features/ Role Stock Exchange and Commodity Exchange Distinguished. World's Stock Exchanges Organization Structure Mode of Organization Stock Exchange Traders Jobbers and Brokers Jobbers Vs. Brokers Weaknesses Regulation of Stock Exchanges Steps in Stock Trading Mechanics of Settlement Systems of Stock Trading Specialists Recent Developments Interconnected Stock Exchange of India (ISE) Indonext Review Questions Indian Stock Exchange The Bombay Stock Exchange (BSE) For New Companies For Companies Listed on Other Stock Exchanges For Companies Delisted Already and Seeking Relisting of this Exchange Safety of Market Opportunities for Foreign Investors Shortages and Objections Derivatives Trading Calcutta Stock Exchange The National Stock Exchange of India Limited (NSE) Review Questions Primary Market NINI and Secondary Markets—An Interface Services of NIM NiNI Vs. Secondary Market Methods of New Issue Methods of Marketing Securities Stock Option or Employees Stock Option Scheme (ESOP) Bought-out Deals Vs. Private Placements Review Questions Intermediaries in New Issues Market Intermediaries in NIM Merchant Bankers/Lead Managers Underwriters Bankers to An Issue Brokers to an Issue Registrars to an Issue and Share Transfer Agents Debenture Trustees Review Questions SEBI Guidelines on Primary Market SEBI Guidelines for Listed and Unlisted Companies Review Questions Listing Security Listing Security Stock Exchange Recognized Stock Exchange Legal Provisions Steps Legal Significance Refusal of Listing SEBI Powers Listing and Corporate Governance Particulars to be Furnished . Listing Agreement Stock Exchange Powers Listing—Benefits Consequences of Non-listing New Entry Norms for Unlisted Companies Listing—Suspension / Withdrawal Review Questions Underwriting Definition Types Mechanics of Underwriting Benefits/Functions Indian Scenario Underwriting Agencies Obstacles Underwriter UnderwritingAgreement SEBI Guidelines Variants of Underwriting Grey Market Review Questions . Book-Building Concept Characteristics The Process Allocation Procedure Case I—Initial Public Offer (IPO) Issue Illustration Case II—Additional Issue by Listed Company Illustration Case III—Offer by Unlisted Company Illustration Reverse Book-building. uenesis OTCEI Vs. Other Stock Exchanges Over-the-Counter Need and Objectives Features Benefits Securities Traded Players Members and Dealers Sponsorship Admission of Members—Conditions Admission of Dealers—Conditions Registrars and Custodians Central Clearing Bank Monitoring Agencies Trading Mechanism Settlement Procedure Slow Growth of OTCEI—Causes Revamping OTCEI Working of NASDAQ Changing Role of OTCEI Major Changes in OTCEI Functioning New Norms Utility of OTCEI's New Listing Norms to Entrepreneurs OTCEI MO U with NASSCOM Revision in Composite Index Clearing and Settlement Technology . Regulating Speculation The Securities Contracts (Regulation) Act Magin Trading Trading of Securities—Steps Margins Badla System Current Trading System—Problems and Palliatives Review Questions Depository Services Depository Bank and Depository—Comparison Depository Participant (DP) Depository (Demat) Services Services/Functions Demat (Beneficiary) Account Dematerialization Electronic Settlement of Trade—Procedure Demat of Debt Instruments Safety System for Demat Shortcomings of Demat System Indian Depository Role of CDSL Constitution Major Tasks Benefits Role of NSDL Depository Stock Exchanges Legal Framework Review Questions Speculation Speculation Vs. Gambling Investors Vs. Speculators Types of Speculators
| Item type | Home library | Shelving location | Call number | Status | Date due | Barcode |
|---|---|---|---|---|---|---|
Text book
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MIIMLIBRARY | RACK NO-17 | 332.042 (Browse shelf) | Available | 639 |
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